DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• E•••• D••••

F••••••independent RIASan Francisco, Ca IA-onlyIAPD 5492471

Feed of 09/15/2026

Also filed as B•••••• E. D••••

At current firm

0 y

since Dec 4, 2025

In the industry

26 y

since Jan 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Vice President, Wealth Advisorreportedfarther.comfirm site, Sep 15, 2026
Years, as the firm states: 15reportedfarther.com“Qualifications”
Professional profile: farther.com/advisor/barbara-duganreportedfarther.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Dec 4, 2025 · Tiburon, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 6, 2020 to Feb 12, 2024 · Mill Valley, Ca
A•••• C•••• I••••••••• L•• former
Aug 21, 2017 to Dec 4, 2019 · Costa Mesa, Ca
J••• M••••• S••••••••• L•• wirehouse
May 15, 2014 to Aug 30, 2017 · Los Angeles, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 1, 2012 to May 1, 2014 · Encino, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••
left Feb 12, 2024, registered Dec 4, 2025 (661 days) · Wirehouse to independent RIA
A•••• C•••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 4, 2019, registered Jan 6, 2020 (33 days) · RIA to wirehouse
J••• M••••• S••••••••• L•• to A•••• C•••• I••••••••• L••
left Aug 30, 2017, registered Aug 21, 2017 (-9 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left May 1, 2014, registered May 15, 2014 (14 days) · Wirehouse to wirehouse

Signals

B•••••• E•••• D•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for Farther (registered 2025-12-04)
Feb 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address