RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• G••• N••••••
- C•••••• F••••• O•••••• I••• independent RIA currentsince Feb 1, 2021 · Beaverton, Or
- F•••••••• A•••••••• I••••••••• M••••••••• formerMar 11, 2013 to Apr 1, 2021 · Olympia, Wa
- L•• F•••••••• L•• BD affiliatedAug 30, 2011 to May 2, 2013 · Portland, Or
- F•••••••• A•••••••• I••••••••• M••••••••• to C•••••• F••••• O•••••• I•••left Apr 1, 2021, registered Feb 1, 2021 (-59 days) · RIA to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••left May 2, 2013, registered Mar 11, 2013 (-52 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address