RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 1, 2026 · Virginia Beach, Va
- F•••••••• S••••••• A••••••• I•• independent RIAAug 19, 2026 to Aug 31, 2026 · Virginia Beach, Va
- F•••••••• S••••••• A••••••• I•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 31, 2026, registered Sep 1, 2026 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- D•••• D••••• C•••••••• left F•••••••• S••••••• A••••••• I•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-09-01)Aug 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address