RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••••••••• Z••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Apr 5, 2022 · Hoboken, Nj
- S•••••••• S••••••••• BD affiliatedJan 13, 2014 to Jan 18, 2022 · Brooklyn, Ny
- S•••••••• S••••••••• to C•••••••• G••••• M•••••• I•••left Jan 18, 2022, registered Apr 5, 2022 (77 days) · Affiliated broker-dealer or bank to another
- F••••••••• Z•••••• left S•••••••• S••••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-04-05)Jan 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address