DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••• O•••••
Feed of 09/15/2026
At current firm
11 y
since Oct 3, 2014
In the industry
18 y
since May 29, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Oct 3, 2014 · Plymouth, Ma
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJul 16, 2013 to Oct 6, 2014 · North Andover, Ma
- M•• F•••••••• S•••••••• I••• formerJun 5, 2009 to Jun 28, 2013 · Danvers, Ma
Moves
a registration end followed by a registration begin elsewhere
- A••••••• F•••••••• A•••••••• L•• to C••••••• S••••••••• I•••left Oct 6, 2014, registered Oct 3, 2014 (-3 days) · Other
- M•• F•••••••• S•••••••• I••• to A••••••• F•••••••• A•••••••• L••left Jun 28, 2013, registered Jul 16, 2013 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address