RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• T•••••••
- N•••••••• I••••••••• P••••••• state registered currentsince May 1, 2026 · Alpharetta, Ga
- N•••••••• I••••••••• P••••••• state registered currentsince Mar 2, 2026 · Alpharetta, Ga
- G•••••• A••••••• G•••• L•• state registeredApr 22, 2024 to Feb 25, 2025 · Alpharetta, Ga
- M••••• S•••••• wirehouseSep 5, 2023 to Dec 21, 2023 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerFeb 7, 2011 to Sep 5, 2023 · Arlington, Va
- I••••••••• A••••••• S••••••• I•• formerDec 12, 2008 to Apr 24, 2009 · Alpharetta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDSep 24, 2008 to Oct 27, 2008 · Alpharetta, Ga
- G•••••• A••••••• G•••• L•• to N•••••••• I••••••••• P•••••••left Feb 25, 2025, registered Mar 2, 2026 (370 days) · Other · moved with a team
- M••••• S•••••• to G•••••• A••••••• G•••• L••left Dec 21, 2023, registered Apr 22, 2024 (123 days) · Wirehouse to a state-registered adviser
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to E•••••• C•••••• M••••••••• L••left Apr 24, 2009, registered Feb 7, 2011 (654 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• A••••••• S••••••• I••left Oct 27, 2008, registered Dec 12, 2008 (46 days) · Other
- D•••• A••••• T••••••• left G•••••• A••••••• G•••• L•• for N•••••••• I••••••••• P••••••• (registered 2026-03-02)Feb 25, 2025 · Advisor changed firm · fact
- D•••• A••••• T••••••• left M••••• S•••••• for G•••••• A••••••• G•••• L•• (registered 2024-04-22)Dec 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address