DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Amy Lynn Richardson

Tci Wealth Advisors, Inc.independent RIADenver, Co IA-onlyIAPD 5493587

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since May 20, 2026

In the industry

18 y

since Jul 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Tci Wealth Advisors, Inc. independent RIA current
since May 20, 2026 · Denver, Co
Charles Schwab & Co., Inc. national BD
Jan 18, 2017 to Jun 26, 2023 · Lone Tree, Co
Schwab Wealth Advisory, Inc. no RAUM
Oct 3, 2016 to Jan 19, 2017 · Lone Tree, Co
Brown And Company, Inc. unclassified
Apr 9, 2015 to Aug 25, 2016 · Denver, Co
LPL Financial LLC BD affiliated
Sep 21, 2012 to Sep 8, 2016 · Denver, Co
LPL Financial LLC BD affiliated
Jul 9, 2012 to Jul 26, 2012 · Denver, Co
UBS Financial Services Inc. wirehouse
Feb 27, 2009 to Nov 28, 2011 · Chicago, Il
Barclays Capital Inc. former
Jan 21, 2009 to Mar 9, 2009 · Chicago, Il
Lehman Brothers Inc. unclassified
Jul 2, 2008 to Oct 15, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to Tci Wealth Advisors, Inc.
left Jun 26, 2023, registered May 20, 2026 (1059 days) · Affiliated broker-dealer or bank to independent RIA
Schwab Wealth Advisory, Inc. to Charles Schwab & Co., Inc.
left Jan 19, 2017, registered Jan 18, 2017 (-1 days) · channel change inside one enterprise, not a move · moved with a team
LPL Financial LLC to Brown And Company, Inc.
left Sep 8, 2016, registered Apr 9, 2015 (-518 days) · Other
Brown And Company, Inc. to Schwab Wealth Advisory, Inc.
left Aug 25, 2016, registered Oct 3, 2016 (39 days) · Other
UBS Financial Services Inc. to LPL Financial LLC
left Nov 28, 2011, registered Jul 9, 2012 (224 days) · Other
Barclays Capital Inc. to UBS Financial Services Inc.
left Mar 9, 2009, registered Feb 27, 2009 (-10 days) · Other
Lehman Brothers Inc. to Barclays Capital Inc.
left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move

Signals

Amy Lynn Richardson left Charles Schwab & Co., Inc. for Tci Wealth Advisors, Inc. (registered 2026-05-20)
Jun 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address