RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J••••• V••••• V••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Aug 11, 2017 · Frisco, Tx
- L••••• F•••••••• I•• formerFeb 16, 2011 to Oct 13, 2017 · Bedford, Tx
- E•••••••• A•••••••• L•• national BDAug 4, 2008 to Feb 17, 2011 · Fort Worth, Tx
- L••••• F•••••••• I•• to P•••• C•••••• F••••••••left Oct 13, 2017, registered Aug 11, 2017 (-63 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to L••••• F•••••••• I••left Feb 17, 2011, registered Feb 16, 2011 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address