DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Travis Steven Haukedahl
Feed of 09/15/2026
At current firm
1 y
since Jun 5, 2025
In the industry
18 y
since May 20, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 5, 2025 · Plano, Tx
- Western International Securities formerNov 5, 2019 to Jun 5, 2025 · Westlake Village, Ca
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Nov 14, 2019 · Santa Monica, Ca
- Chase Investment Services Corp. formerMay 2, 2009 to Oct 1, 2012 · Sherman Oaks, Ca
- Wamu Investments, Inc. unclassifiedMar 19, 2009 to May 2, 2009 · Sherman Oaks, Ca
- Morgan Stanley & Co. LLC unclassifiedMay 21, 2008 to Oct 24, 2008 · Brea, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to LPL Financial LLCleft Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Western International Securitiesleft Nov 14, 2019, registered Nov 5, 2019 (-9 days) · Wirehouse to independent RIA · moved with a team
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley & Co. LLC to Wamu Investments, Inc.left Oct 24, 2008, registered Mar 19, 2009 (146 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address