RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•••• P••••••••
- O•••• W•••••• I••• BD affiliated currentsince Nov 8, 2024 · Pittsburgh, Pa
- H•••••• T••••••• • K•••• L•• independent RIAApr 22, 2019 to Nov 11, 2024 · Pittsburgh, Pa
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 23, 2010 to Mar 28, 2019 · Pittsburgh, Pa
- H•••••• T••••••• • K•••• L•• to O•••• W•••••• I•••left Nov 11, 2024, registered Nov 8, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to H•••••• T••••••• • K•••• L••left Mar 28, 2019, registered Apr 22, 2019 (25 days) · Other
- C••••••••• J•••• P•••••••• left H•••••• T••••••• • K•••• L•• for O•••• W•••••• I••• (registered 2024-11-08)Nov 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address