DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••• N••••• S••••••

S••••• W•••••independent RIASheridan, Ar IA-onlyIAPD 5497811

Feed of 09/14/2026

Also filed as Erin N Rogers

At current firm

1 y

since Jul 16, 2025

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• independent RIA current
since Jul 16, 2025 · Sheridan, Ar
S••••• W••••• independent RIA
Nov 3, 2023 to Dec 31, 2024 · Dbo, Aa
C•••••••• C•••••• L•• asset manager
Jun 25, 2019 to Oct 13, 2023 · Fairfax, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 27, 2014 to Apr 1, 2019 · Reston, Va
T• A••••••••• I••• former
Jun 27, 2014 to Apr 1, 2019 · Reston, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••••• C•••••• L•• to S••••• W•••••
left Oct 13, 2023, registered Nov 3, 2023 (21 days) · RIA to RIA
T• A••••••••• I••••••••• M••••••••• L•• to C•••••••• C•••••• L••
left Apr 1, 2019, registered Jun 25, 2019 (85 days) · RIA to RIA
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 1, 2019, registered Jun 27, 2014 (-1739 days) · channel change inside one enterprise, not a move

Signals

E••• N••••• S•••••• left C•••••••• C•••••• L•• for S••••• W••••• (registered 2023-11-03)
Oct 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address