RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S•••••• V•••••
- P•••••••• A•••• M••••••••• other currentsince Feb 10, 2017 · Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedJan 29, 2015 to Feb 2, 2016 · Des Moines, Ia
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 7, 2011 to Jan 7, 2014 · West Des Moines, Ia
- D••••• C•••••• M••••••••• formerJan 12, 2011 to Sep 13, 2011 · West Des Moines, Ia
- P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••left Feb 2, 2016, registered Feb 10, 2017 (374 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• S••••••••• I•••left Jan 7, 2014, registered Jan 29, 2015 (387 days) · Other
- D••••• C•••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 13, 2011, registered Nov 7, 2011 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address