DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Anthony Phillips

Summit Financial, LLCBD affiliatedPensacola, Fl dual registrantIAPD 5498335

Feed of 09/15/2026

Also filed as Bill Phillips

At current firm

0 y

since Dec 2, 2025

In the industry

18 y

since May 2, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Financial, LLC BD affiliated current
since Dec 2, 2025 · Washington, Dc
Phillips Financial Strategies LLC unclassified
Oct 23, 2019 to Mar 30, 2026 · Washington, Dc
Cambridge Investment Research Advisors, Inc. BD affiliated
Oct 3, 2014 to Dec 26, 2019 · Washington, Dc
Equitable Advisors, LLC national BD
May 5, 2008 to Oct 1, 2014 · Falls Church, Va

Moves

a registration end followed by a registration begin elsewhere

Phillips Financial Strategies LLC to Summit Financial, LLC
left Mar 30, 2026, registered Dec 2, 2025 (-118 days) · Other
Cambridge Investment Research Advisors, Inc. to Phillips Financial Strategies LLC
left Dec 26, 2019, registered Oct 23, 2019 (-64 days) · Other
Equitable Advisors, LLC to Cambridge Investment Research Advisors, Inc.
left Oct 1, 2014, registered Oct 3, 2014 (2 days) · Other

Signals

William Anthony Phillips left Phillips Financial Strategies Llc for Summit Financial, Llc (registered 2025-12-02)
Mar 30, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address