W•••••• S••••••• P••••••

M•• I•••••••• S•••••••• L••BD affiliatedOxford, Ms dual registrantIAPD 5500262

Feed of 09/15/2026

Also filed as W•••••• P••••••

At current firm

4 y

since Feb 28, 2022

In the industry

17 y

since Jan 22, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Feb 28, 2022 · Oxford, Ms
V•••• F•••••••• A•••••••• I••• BD affiliated
Jul 7, 2010 to Feb 18, 2022 · Ridgeland, Ms
N••• F•••••••• G••••• I••• former
Jan 23, 2009 to Jun 29, 2010 · Tupelo, Ms

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••
left Feb 18, 2022, registered Feb 28, 2022 (10 days) · Affiliated broker-dealer or bank to another
N••• F•••••••• G••••• I••• to V•••• F•••••••• A•••••••• I•••
left Jun 29, 2010, registered Jul 7, 2010 (8 days) · Other

Signals

••• Locked
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address