RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• S•••••••••
- D••• D••••••• • C•• independent RIA currentsince Aug 15, 2023 · Spokane, Wa
- C•• F•••••••• G•••• L•• unclassifiedApr 25, 2013 to Dec 31, 2013 · Spokane, Wa
- S••••• C•••••• M••••••••• L•• formerJan 6, 2012 to Jun 25, 2012 · Spokane, Wa
- C•• F•••••••• G•••• L•• to D••• D••••••• • C••left Dec 31, 2013, registered Aug 15, 2023 (3514 days) · Other
- S••••• C•••••• M••••••••• L•• to C•• F•••••••• G•••• L••left Jun 25, 2012, registered Apr 25, 2013 (304 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address