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Registered advisor
V•••••• D••••••• R••••••
Feed of 09/14/2026
Also filed as Vince R••••••
At current firm
1 y
since Feb 21, 2025
In the industry
17 y
since Dec 30, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 21, 2025 · Rock Hill, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 4, 2022 to Feb 18, 2025 · North Bethesda, Md
- P•• W••••• M••••••••• BD affiliatedDec 12, 2018 to Apr 7, 2022 · Washington, Dc
- M•• S••••••••• I••• unclassifiedSep 7, 2016 to Dec 5, 2018 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Feb 18, 2025, registered Feb 21, 2025 (3 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 7, 2022, registered Apr 4, 2022 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- M•• S••••••••• I••• to P•• W••••• M•••••••••left Dec 5, 2018, registered Dec 12, 2018 (7 days) · Other
Signals
- V•••••• D••••••• R•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2025-02-21)Feb 18, 2025 · Advisor changed firm · fact
- V•••••• D••••••• R•••••• left P•• W••••• M••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-04-04)Apr 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address