RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• N•••• J••••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 27, 2025 · Corona, Ca
- L•• F•••••••• L•• BD affiliatedAug 7, 2017 to Aug 28, 2025 · Corona, Ca
- M•••••• A•••••• N•••••• BD affiliatedNov 1, 2016 to Sep 3, 2025 · Corona, Ca
- W••••••••• P••••••• formerFeb 3, 2016 to Nov 11, 2016 · Corona, Ca
- T•••••• C••••••• I••• independent RIANov 23, 2015 to Feb 3, 2016 · Corona, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 15, 2009 to Feb 2, 2016 · Corona, Ca
- M•••••• A•••••• N•••••• to L•• F•••••••• L••left Sep 3, 2025, registered Aug 7, 2017 (-2949 days) · Other · moved with a team
- L•• F•••••••• L•• to O•••• W•••••• I•••left Aug 28, 2025, registered Aug 27, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••••••• P••••••• to M•••••• A•••••• N••••••left Nov 11, 2016, registered Nov 1, 2016 (-10 days) · Other · moved with a team
- T•••••• C••••••• I••• to W••••••••• P•••••••left Feb 3, 2016, registered Feb 3, 2016 (0 days) · Other · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to T•••••• C••••••• I•••left Feb 2, 2016, registered Nov 23, 2015 (-71 days) · Other · moved with a team
- A•••• N•••• J•••••• left M•••••• A•••••• N•••••• for L•• F•••••••• L•• (registered 2017-08-07)Sep 3, 2025 · a•••••• firm change · fact
- A•••• N•••• J•••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2025-08-27)Aug 28, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address