B•••• A•••• R•••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 13, 2025 · Costa Mesa, Ca
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 28, 2015 to Feb 18, 2025 · Newport Beach, Ca
• A••••••• F•••••••• A•••••••• L•• BD affiliated
  Jan 12, 2012 to Oct 12, 2015 · Verdugo City, Ca
• G•• I••••••••• L•• unclassified
  Jan 20, 2010 to Jan 3, 2012 · Glendale, Ca
• G•• I••••••••• L•• unclassified
  Jan 30, 2009 to Dec 31, 2009 · Los Angeles, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  May 19, 2008 to Dec 26, 2008 · Los Angeles, Ca

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Feb 18, 2025, registered Feb 13, 2025 (-5 days) · Affiliated broker-dealer or bank to another
• A••••••• F•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Oct 12, 2015, registered Sep 28, 2015 (-14 days) · Other
• G•• I••••••••• L•• to A••••••• F•••••••• A•••••••• L••
  left Jan 3, 2012, registered Jan 12, 2012 (9 days) · Other
• U•• F•••••••• S••••••• I••• to G•• I••••••••• L••
  left Dec 26, 2008, registered Jan 30, 2009 (35 days) · Other

• ••• Locked
  Feb 18, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address