DFX Intelligence
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Registered advisor
N••••••• J• M•••••
Feed of 09/14/2026
Also filed as N••••••• J• M••••••••• M•••••
At current firm
4 y
since Aug 5, 2022
In the industry
18 y
since Jul 18, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 5, 2022 · Venice, Fl
- W•••• F•••• A••••••• wirehouseJul 14, 2011 to Aug 5, 2022 · Venice, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 25, 2011 · Venice, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 22, 2008 to Jun 1, 2009 · Venice, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 5, 2022, registered Aug 5, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 25, 2011, registered Jul 14, 2011 (-11 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address