DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• V•• K••• A•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedPittsburgh, Pa IA-onlyIAPD 5507988

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Apr 13, 2026

In the industry

17 y

since Sep 25, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Apr 13, 2026 · Pittsburgh, Pa
C••••••••• F•••••••• N•••••• national BD
Jan 10, 2022 to Apr 13, 2026 · Pittsburgh, Pa
4•••••• W••••• M••••••••• L•• unclassified
Jan 14, 2020 to Apr 11, 2022 · Pittsburgh, Pa
B•• I••••••••• M••••••••• I••• former
Oct 22, 2016 to Jan 10, 2020 · Pittsburgh, Pa
C••••••••• F•••••••• N•••••• national BD
Jul 20, 2010 to Oct 17, 2016 · Wexford, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 13, 2026, registered Apr 13, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
4•••••• W••••• M••••••••• L•• to C••••••••• F•••••••• N••••••
left Apr 11, 2022, registered Jan 10, 2022 (-91 days) · Other · moved with a team
B•• I••••••••• M••••••••• I••• to 4•••••• W••••• M••••••••• L••
left Jan 10, 2020, registered Jan 14, 2020 (4 days) · Other
C••••••••• F•••••••• N•••••• to B•• I••••••••• M••••••••• I•••
left Oct 17, 2016, registered Oct 22, 2016 (5 days) · Other

Signals

N••••• V•• K••• A••••••• left C••••••••• F•••••••• N•••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-04-13)
Apr 13, 2026 · Advisor changed firm · fact
N••••• V•• K••• A••••••• left 4•••••• W••••• M••••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2022-01-10)
Apr 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address