RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• H••••• S••••
- Business email
- stefl@sdwia.comreportedsdwia.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S•••••• D•••• W•••••• I••••••••• A••••••• L•• independent RIA currentsince Sep 28, 2018 · Minneapolis, Mn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2018 to Jul 11, 2018 · Sheboygan Falls, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 23, 2014 to Mar 22, 2018 · Minneapolis, Mn
- L•• F•••••••• L•• BD affiliatedJun 6, 2013 to Sep 18, 2014 · Boulder, Co
- E••••• J•••• national BDJul 25, 2012 to May 30, 2013 · Aurora, Co
- E••••• J•••• national BDOct 18, 2010 to Nov 5, 2010 · St Louis, Mo
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••• D•••• W•••••• I••••••••• A••••••• L••left Jul 11, 2018, registered Sep 28, 2018 (79 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 22, 2018, registered Mar 28, 2018 (6 days) · Other
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 18, 2014, registered Oct 23, 2014 (35 days) · Other
- E••••• J•••• to L•• F•••••••• L••left May 30, 2013, registered Jun 6, 2013 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address