DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B•••• W•••••

Independent wealth managerLemoyne, PennsylvaniaCRD 340590SEC 801-135817websiteIAPD
Legal name N• A••••••••• C•••••• L••
Latest filing Aug 7, 2026
First filing on the tape Apr 27, 2026 · 3 filings
SEC status 120-day approval since Apr 9, 2026
RAUM
$582M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$574M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$97.0M
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$582M as of Aug 7, 2026
Apr 27, 2026$0 then
HNW client RAUM: $458M
State-registered IARs (5.B.3)5 as of Aug 7, 2026
Apr 27, 20265 then
Employees (5.A)17 as of Aug 7, 2026
Apr 27, 202617 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$97.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
199derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$264,459derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.8derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$458M79%
  • Individuals$116M20%
  • Charitable organizations$4.9M0.8%
  • Corporations and businesses$2.5M0.4%
Individual clients
848reported
HNW clients
345reported
Pension plan clients
n/areported
Charitable clients
15reported
Accounts
2,200reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
N••••• E••••• I••••••Certified Financial PlannerLemoyne, PaApr 27, 202618 y3
A••••• M•••••••• O•••Certified Financial PlannerLemoyne, PaApr 27, 202618 y2
T•••••• M•• M•••••Lemoyne, PaApr 27, 202612 y3
N••• L•••••Lemoyne, PaApr 27, 202612 y1
R••••• L•••••• G••••Lemoyne, PaApr 27, 202639 y1
A••••• B••• C••••••Certified Financial PlannerLemoyne, PaApr 28, 202613 y2
Advisor movement
0 left, 6 joined in 12 months
net +6 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • I••••••• N•••••• E••••• · Chief Executive Officercontrol
        since 07/2023 · owns 75% or more
      • O•••• A•••••• M•••••••• · Director Of Trust Servicescontrol
        since 01/2025 · owns 25% to 50%
      • G••••••• S••••• A•• · Chief Compliance Officer
        since 03/2026 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Lemoyne, Pa · principal660
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 2,200
        May 25, 2026 to Aug 7, 2026
      • Charity clients · unset to 15.0
        May 25, 2026 to Aug 7, 2026
      • Corporate clients · unset to 4.0
        May 25, 2026 to Aug 7, 2026
      • HNW clients · unset to 345.0
        May 25, 2026 to Aug 7, 2026
      • Individual clients · unset to 848.0
        May 25, 2026 to Aug 7, 2026
      • Discretionary RAUM · $0 to $582M
        May 25, 2026 to Aug 7, 2026
      • HNW RAUM · unset to 457983983.0
        May 25, 2026 to Aug 7, 2026
      • Individual RAUM · unset to 116465052.0
        May 25, 2026 to Aug 7, 2026
      • RAUM · $0 to $582M
        May 25, 2026 to Aug 7, 2026
      Signals
      2 dated events
      • 5 advisors left K••••• A••••••• S•••••••• L•• (Austin, TX) for B•••• W••••• on the same day
        Apr 28, 2026 · Team lift-out · derived
      • 2 advisors left K••••• A••••••• S•••••••• L•• (Camp Hill, PA) for B•••• W••••• on the same day
        Apr 28, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      717-657-8878reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      844-553-7872reportedpublished by the firm, firm site, Sep 15, 2026
      Firm profile
      Linkedin.com/company/bodenwealthreportedpublic record, Form ADV, Sep 18, 2026
      Website
      bodenwealth.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      717-657-8878reportedpublic record, Form ADV, Aug 7, 2026
      Contact form
      bodenwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
      Team page
      bodenwealth.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $97.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026