RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W•••• S••••
- G••• L••• A•••••••• L•• independent RIA currentsince Dec 18, 2017 · Kearney, Mo
- U••• B•••••• I••••••••• I••• formerJun 1, 2011 to Sep 23, 2016 · Independence, Mo
- E••••• J•••• national BDJun 3, 2008 to Jun 1, 2011 · St Louis, Mo
- U••• B•••••• I••••••••• I••• to G••• L••• A•••••••• L••left Sep 23, 2016, registered Dec 18, 2017 (451 days) · Other
- E••••• J•••• to U••• B•••••• I••••••••• I•••left Jun 1, 2011, registered Jun 1, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address