RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••• P•••••• W••••• independent RIA currentsince Nov 14, 2025 · Boca Raton, Fl
- S•• A•••• A•••• A••••••• independent RIAAug 21, 2018 to Feb 20, 2024 · Boca Raton, Fl
- O••••••••• • C•• I••• BD affiliatedNov 8, 2017 to Aug 24, 2018 · Boca Raton, Fl
- M••••• S•••••• wirehouseApr 8, 2014 to Nov 6, 2017 · Boca Raton, Fl
- S•• A•••• A•••• A••••••• to A••••• P•••••• W•••••left Feb 20, 2024, registered Nov 14, 2025 (633 days) · RIA to RIA · moved with a team
- O••••••••• • C•• I••• to S•• A•••• A•••• A•••••••left Aug 24, 2018, registered Aug 21, 2018 (-3 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••••• S•••••• to O••••••••• • C•• I•••left Nov 6, 2017, registered Nov 8, 2017 (2 days) · Other
- A••• L•• left S•• A•••• A•••• A••••••• for A••••• P•••••• W••••• (registered 2025-11-14)Feb 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address