RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• D••• C••••
- W•••• F•••• A••••••• wirehouse currentsince May 3, 2021 · Columbia, Sc
- W•••• F•••• A••••••• wirehouseMay 3, 2018 to May 3, 2019 · Cumming, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Mar 9, 2018 · Cumming, Ga
- B••• I••••••••• S•••••••• I••• formerFeb 1, 2017 to Jan 2, 2018 · Cumming, Ga
- W•••• F•••• A••••••• wirehouseAug 12, 2015 to Jan 12, 2017 · Atlanta, Ga
- B••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 9, 2018, registered May 3, 2018 (55 days) · Other
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• I••••••••• S•••••••• I•••left Jan 12, 2017, registered Feb 1, 2017 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address