DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brett Theodore Grau

Root Financial Partnersindependent RIAAustin, Tx IA-onlyIAPD 5515351

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brett T Gran

At current firm

0 y

since Oct 20, 2025

In the industry

14 y

since Nov 2, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Root Financial Partners independent RIA current
since Oct 20, 2025 · Austin, Tx
Schwab Wealth Advisory, Inc. no RAUM
Apr 13, 2022 to Nov 5, 2025 · Lone Tree, Co
Schwab Wealth Advisory, Inc. no RAUM
Oct 13, 2016 to Dec 31, 2021 · Lone Tree, Co
Charles Schwab & Co., Inc. national BD
Dec 19, 2013 to Apr 13, 2022 · Englewood, Co
Personal Capital Advisors Corporation former
Oct 17, 2013 to Dec 10, 2013 · Denver, Co
Charles Schwab & Co., Inc. national BD
Dec 2, 2011 to Aug 13, 2013 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

Schwab Wealth Advisory, Inc. to Root Financial Partners
left Nov 5, 2025, registered Oct 20, 2025 (-16 days) · Other
Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.
left Apr 13, 2022, registered Oct 13, 2016 (-2008 days) · channel change inside one enterprise, not a move · moved with a team
Personal Capital Advisors Corporation to Charles Schwab & Co., Inc.
left Dec 10, 2013, registered Dec 19, 2013 (9 days) · Other
Charles Schwab & Co., Inc. to Personal Capital Advisors Corporation
left Aug 13, 2013, registered Oct 17, 2013 (65 days) · Other

Signals

Brett Theodore Grau left Schwab Wealth Advisory, Inc. for Root Financial Partners (registered 2025-10-20)
Nov 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address