C••••••• R• N••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since May 17, 2022 · Grayslake, Il
• M•• I•••••••• S•••••••• L•• BD affiliated
  Oct 15, 2019 to Mar 2, 2020 · Chicago, Il
• E•••• S••••••••• L•• BD affiliated
  Nov 12, 2015 to Mar 16, 2018 · Deerfield, Il
• M•• I•••••••• S•••••••• L•• BD affiliated
  Sep 7, 2012 to Oct 16, 2015 · Northbrook, Il

• E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
  left Mar 16, 2018, registered Oct 15, 2019 (578 days) · Other
• M•• I•••••••• S•••••••• L•• to E•••• S••••••••• L••
  left Oct 16, 2015, registered Nov 12, 2015 (27 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address