DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua John Sands
Certified Financial Planner
Feed of 09/15/2026
At current firm
4 y
since Jan 5, 2022
In the industry
17 y
since Jan 12, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Highpoint Planning Partners independent RIA currentsince Jan 5, 2022 · Downers Grove, Il
- Highpoint Advisor Group, LLC formerAug 25, 2021 to Dec 31, 2021 · Downers Grove, Il
- Level Four Advisory Services BD affiliatedSep 12, 2013 to Aug 25, 2021 · Chicago, Il
- New England Securities Corporation formerJul 16, 2009 to Sep 12, 2013 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Highpoint Advisor Group, LLC to Highpoint Planning Partnersleft Dec 31, 2021, registered Jan 5, 2022 (5 days) · corporate re-registration, not a move
- Level Four Advisory Services to Highpoint Advisor Group, LLCleft Aug 25, 2021, registered Aug 25, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA
- New England Securities Corporation to Level Four Advisory Servicesleft Sep 12, 2013, registered Sep 12, 2013 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address