DFX Intelligence
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Registered advisor
H•••• A• H••••••
Feed of 09/14/2026
Also filed as H•••• A•••• H••••••
At current firm
9 y
since May 1, 2017
In the industry
18 y
since Aug 2, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince May 1, 2017 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 7, 2012 to Apr 18, 2017 · Chandler, Az
- C••• F•••••••• S•••••••• L••• formerJun 16, 2011 to Jan 11, 2012 · Fremont, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDAug 4, 2008 to Jun 20, 2011 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• F•••••••• E••••••left Apr 18, 2017, registered May 1, 2017 (13 days) · Other
- C••• F•••••••• S•••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 11, 2012, registered Feb 7, 2012 (27 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••left Jun 20, 2011, registered Jun 16, 2011 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address