DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• E•••• W•••••
Feed of 09/14/2026
Also filed as M•••••• E•••• W•••••
At current firm
3 y
since Jun 29, 2023
In the industry
18 y
since Apr 1, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Yuma, Az
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 9, 2020 to Dec 9, 2022 · Scottsdale, Az
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 6, 2012 to Aug 9, 2019 · San Diego, Ca
- I••••••••• A••••••• I••••••••• I••• unclassifiedOct 4, 2010 to Jan 6, 2012 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to C••••• I••••••••• A••••••• L••left Dec 9, 2022, registered Jun 29, 2023 (202 days) · Affiliated broker-dealer or bank to another
- T••••••••• F•••••••• A•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Aug 9, 2019, registered Nov 9, 2020 (458 days) · Affiliated broker-dealer or bank to another
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
Signals
- M•••••• E•••• W••••• left T••••••• I••••••••• M••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)Dec 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address