S••••• L•••• A••••••

U•• F•••••••• S••••••• I•••wirehouseGranby, Ct dual registrantIAPD 5520454

Certified Financial Planner

Feed of 09/15/2026

Also filed as S••••• L•••• D••••••••• L•••• F•••••

At current firm

14 y

since Nov 18, 2011

In the industry

18 y

since Sep 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Nov 18, 2011 · Granby, Ct
M••••• S•••••• wirehouse
Jun 1, 2009 to Nov 22, 2011 · West Hartford, Ct
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 30, 2008 to Jun 1, 2009 · West Hartford, Ct

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Nov 22, 2011, registered Nov 18, 2011 (-4 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address