RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••• I•••••
- I••••• P••••••• • I••••••••• L••• former currentsince Aug 7, 2020 · Centennial, Co
- S••••• W••••• A•••••••• I••• no RAUMApr 9, 2014 to Aug 3, 2020 · Englewood, Co
- C•••••• S••••• • C••• I••• national BDMar 31, 2014 to Apr 10, 2014 · Englewood, Co
- S••••• W••••• A•••••••• I••• to I••••• P••••••• • I••••••••• L•••left Aug 3, 2020, registered Aug 7, 2020 (4 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Apr 10, 2014, registered Apr 9, 2014 (-1 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address