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Registered advisor
C••••••••• J••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Sep 30, 2024
In the industry
18 y
since Mar 1, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 30, 2024 · Winchester, Va
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Oct 2, 2024 · Winchester, Va
- S••••••••• A•••••• A•••••••• I••• formerMar 31, 2017 to Jun 14, 2024 · Winchester, Va
- L•• F•••••••• L•• BD affiliatedFeb 26, 2013 to Apr 10, 2017 · Ashburn, Va
- O•••• I••••••••• I••• BD affiliatedJan 2, 2009 to Feb 28, 2013 · Ashburn, Va
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••••••• F•••••••• N••••••left Oct 2, 2024, registered Sep 30, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Apr 10, 2017, registered Mar 31, 2017 (-10 days) · Other
- O•••• I••••••••• I••• to L•• F•••••••• L••left Feb 28, 2013, registered Feb 26, 2013 (-2 days) · Other
Signals
- C••••••••• J••• M••••••• left O•••• W•••••• I••• for C••••••••• F•••••••• N•••••• (registered 2024-09-30)Oct 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address