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RIA Intelligence
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Registered advisor
K••• R• K•••
Feed of 09/15/2026
Also filed as K••• R• K•••
At current firm
3 y
since Jul 10, 2023
In the industry
17 y
since Oct 31, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 10, 2023 · Salem, Or
- C••• F•••••••• S•••••••• L••• formerNov 4, 2013 to Jul 10, 2023 · Corvallis, Or
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Sep 4, 2013 · Corvallis, Or
- V••• F•••••••• P•••••••• L•• formerNov 3, 2008 to Jan 3, 2011 · Eugene, Or
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to A••••••••• F•••••••• S•••••••• L••left Jul 10, 2023, registered Jul 10, 2023 (0 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• A•••••••• I••• to C••• F•••••••• S•••••••• L•••left Sep 4, 2013, registered Nov 4, 2013 (61 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- K••• R• K••• left C••• F•••••••• S•••••••• L••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-07-10)Jul 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address