RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• R•• C•••
- S••••• B•• W••••• M••••••••• L•• state registered currentsince Apr 16, 2014 · Coeur D'Alene, Id
- E•••••• W••••• A•••••••• I••• independent RIAApr 11, 2011 to May 28, 2013 · West Linn, Or
- T••••••••• W••••• independent RIAMay 19, 2008 to Apr 21, 2009 · Bellevue, Wa
- E•••••• W••••• A•••••••• I••• to S••••• B•• W••••• M••••••••• L••left May 28, 2013, registered Apr 16, 2014 (323 days) · Other
- T••••••••• W••••• to E•••••• W••••• A•••••••• I•••left Apr 21, 2009, registered Apr 11, 2011 (720 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address