DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Threadline Wealth
Legal name Moss Adams Wealth Advisors LLC
Latest filing May 28, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Oct 26, 2000
RAUM
$5.8B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
90%
$5.2B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$262M
derived; firm RAUM over IAPD count
Employees
59
30 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$5.8B as of May 28, 2026
Mar 30, 2012$1.2B then
HNW client RAUM$5.1B as of May 28, 2026
Mar 30, 2018$2.3B then
State-registered IARs (5.B.3)19 as of May 28, 2026
Mar 30, 20120 then
Employees (5.A)59 as of May 28, 2026
Apr 1, 201336 then
Private funds: no history
RAUM +21% over the last fiscal year+20% a year over threeIARs 30 to 19offices 11 to 2
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $262MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 7.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- -37%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $584M, 261 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.1B89%
- Corporations and businesses$498M8.6%
- Pension and profit-sharing plans$71.8M1.2%
- Individuals$21.8M0.4%
- Charitable organizations$20.7M0.4%
- Insurance companies$6.5M0.1%
- Individual clients
- 167reported
- HNW clients
- 1,002reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 4,790reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $584M for 261 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anneliese Mae Johnson | Los Angeles, Ca | Oct 3, 2002 | 28 y | 0 |
| Jason Robert RomanoCertified Financial Planner | Los Angeles, Ca | Oct 3, 2002 | 32 y | 0 |
| Jennifer Rose Furness | Seattle, Wa | Jun 3, 2004 | 29 y | 0 |
| Aaron Blake McfarlandCertified Financial Planner | Seattle, Wa | Aug 30, 2006 | 21 y | 0 |
| Ryan Lynn FranklinCertified Financial Planner | Yakima, Wa | Jan 25, 2007 | 28 y | 0 |
| Justin Alexander Fisher | Bellevue, Wa | Feb 19, 2008 | 18 y | 0 |
| Benjamin Steven Shively | Campbell, Ca | Aug 11, 2011 | 16 y | 0 |
| Richard Alexander FriedlandCertified Financial Planner | Los Angeles, Ca | Jun 3, 2014 | 17 y | 2 |
| Christopher John Waetzig | Portland, Or | Jul 2, 2014 | 12 y | 0 |
| Colten Chris Christianson | Santa Rosa, Ca | Mar 3, 2015 | 13 y | 0 |
| Joseph Thomas GhidossiCertified Financial Planner | Bellevue, Wa | Oct 11, 2018 | 16 y | 1 |
| John Thomas DavisCertified Financial Planner | Bellevue, Wa | Jan 30, 2019 | 26 y | 6 |
| Scott ComfortCertified Financial Planner | Bellevue, Wa | Jan 19, 2023 | 10 y | 0 |
| Dominic Amato CellittiCertified Financial Planner | Bellevue, Wa | Mar 28, 2023 | 12 y | 1 |
| Brandon Charles ZillesCertified Financial Planner | Bellevue, Wa | Mar 1, 2024 | 11 y | 1 |
| Kelsen William EdwinsCertified Financial Planner | Bellevue, Wa | Sep 5, 2024 | 17 y | 4 |
| Kelly Michelle GwynnCertified Financial Planner | Bellevue, Wa | Jan 30, 2025 | 11 y | 0 |
| Molly MarkwardCertified Financial Planner | Bellevue, Wa | Jan 30, 2025 | 12 y | 0 |
| Michael G. Anderson | Bellevue, Wa | Jan 1, 2026 | 17 y | 1 |
| Jacob M Demharter | Bellevue, Wa | Feb 5, 2026 | 11 y | 2 |
| Christopher Lee-Haas SittnerCertified Financial Planner | Bellevue, Wa | Mar 19, 2026 | 12 y | 2 |
| Michelle Renee WalkerChartered Financial Analyst | Bellevue, Wa | Mar 20, 2026 | 28 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount7 left over 36 months
Left, latest
- Lindsay Michelle Stuart to Mercer Global Advisors Inc.Sep 15, 2025 · RIA to RIA
- Emily Jean Paukert to Northern Capital Management, Inc.Feb 26, 2025 · RIA to RIA
- Marie Magdalena Taylor to Etesian Wealth Advisors, Inc.Dec 19, 2024 · RIA to RIA
- George Lester Taylor to Sagepoint Financial, Inc.Nov 14, 2024 · Other
- Connor Scott Black to Fortis Capital Management LLCJun 28, 2024 · RIA to RIA
- Charles Joseph Stermetz to EquityftwJun 28, 2024 · RIA to a state-registered adviser
- Alexandra Ochev Sandberg to Osborne PartnersFeb 29, 2024 · RIA to RIA
- Curtis Westrich to MarinerJul 21, 2023 · RIA to affiliated broker-dealer or bank
- Matthew Robert Blake to MarinerMar 23, 2023 · RIA to affiliated broker-dealer or bank
- Melissa Louise Leonard to FacetJun 16, 2021 · RIA to RIA
- Kathryn Haggitt Fisher to Fulcrum Capital, LLCFeb 25, 2020 · RIA to RIA
- Nicholas Brian Stecklein to Diversify Wealth Management LLCFeb 25, 2020 · RIA to RIA
- Jacki Farrar to Edward JonesJan 30, 2020 · RIA to affiliated broker-dealer or bank
- James Frederick Schlager to Sagepoint Financial, Inc.Jan 21, 2020 · Other
- Megan Elizabeth Wiley to Badgley Phelps Wealth ManagersNov 5, 2019 · RIA to RIA
Joined, latest
- Christopher Lee-Haas Sittner from Cs Wealth ManagementMar 19, 2026 · Other
- Jacob M Demharter from Osaic Wealth, Inc.Feb 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael G. Anderson from Winans InvestmentsJan 1, 2026 · RIA to RIA
- Dominic Amato Cellitti from Charles Schwab & Co., Inc.Mar 28, 2023 · Affiliated broker-dealer or bank to independent RIA
- Alexandra Ochev Sandberg from Advice And Planning ServicesJul 26, 2022 · Affiliated broker-dealer or bank to independent RIA
- Curtis Westrich from Charles Schwab & Co., Inc.Jan 10, 2020 · Affiliated broker-dealer or bank to independent RIA
- Matthew Robert Blake from Centric Investment Group IncJan 10, 2020 · Other
- John Thomas Davis from Cliftonlarsonallen Wealth Advisors, LLCJan 30, 2019 · Affiliated broker-dealer or bank to independent RIA
- Joseph Thomas Ghidossi from Charles Schwab & Co., Inc.Oct 11, 2018 · Affiliated broker-dealer or bank to independent RIA
- Jacki Farrar from Financial Advocates Investment ManagementOct 9, 2018 · Other
- Melissa Louise Leonard from Cornerstone Advisors IncOct 9, 2018 · RIA to RIA
- Connor Scott Black from Hornor, Townsend & Kent, LLCOct 9, 2018 · Affiliated broker-dealer or bank to independent RIA
- Lindsay Michelle Stuart from Charles Schwab & Co., Inc.Oct 9, 2018 · Affiliated broker-dealer or bank to independent RIA
- Kelsen William Edwins from DynamicJan 8, 2015 · Other
- Richard Alexander Friedland from Wells Fargo AdvisorsJun 3, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Daniel Kenneth Evans · Chief Operating Officercontrolsince 01/2012 · owns less than 5%
- Alexander Justin Fisher · Chief Executive Officercontrolsince 01/2024 · owns less than 5%
- Rose Jennifer Furness · Chief Compliance Officercontrolsince 03/2004 · owns less than 5%
- John Christopher Waetzig · Head Of Wealth Advisorycontrolsince 01/2024 · owns less than 5%
Entity owners
- Moss Adams Financial Services LLC · 100% Ownership Of Moss Adams Wealth Advisors LLCdirect · owns 75% or more
- Threadline Bidco, LLC · 100% Ownership Of Moss Adams Wealth Advisors LLC D/B/A Threadline Wealthdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 16 | 4 | 0 | ||
| Los Angeles, Ca | 3 | 0 | 0 | ||
| Portland, Or | 3 | 2 | 0 | ||
| San Francisco, Ca | 3 | 0 | 0 | ||
| Santa Rosa, Ca | 2 | 1 | 0 | ||
| Seattle, Wa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Woodland Hills, CA5 employees
- Campbell, CA3 employees
- Portland, OR3 employees
- Santa Rosa, CA3 employees
- Tacoma, WA2 employees
- Rancho Cordova, CA1 employees
- Yakima, WA1 employees
- Spokane, WA1 employees
- Everett, WA1 employees
- Dallas, TX1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing May 28, 2026broker-dealer affiliate (Item 7.A.1): yes on the filing of 2026-03-31, no on the filing of 2026-05-28peers: independent wealth managers, $5B to $20B (289)
- affiliate changedChange between filings · filing May 28, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2026-03-31, no on the filing of 2026-05-28peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing May 28, 2026WAETZIG, CHRISTOPHER, JOHN (HEAD OF WEALTH ADVISORY) left Schedule A between the filings of 2024-02-29 and 2026-05-28peers: independent wealth managers, $5B to $20B (289)
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 30.0 to 19.0 (-37.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 5.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 4.6% percentile
What changed
consecutive filings, newest first
- Advisory employees · 27 to 30Mar 31, 2026 to May 28, 2026
- Business name · MOSS ADAMS WEALTH ADVISORS LLC to THREADLINE WEALTHMar 31, 2026 to May 28, 2026
- Employees · 56 to 59Mar 31, 2026 to May 28, 2026
- HQ city · SEATTLE to BELLEVUEMar 31, 2026 to May 28, 2026
- Other offices · 10 to 2Mar 31, 2026 to May 28, 2026
- Related adviser · true to falseMar 31, 2026 to May 28, 2026
- Related broker-dealer · true to falseMar 31, 2026 to May 28, 2026
- Related insurance company · true to falseMar 31, 2026 to May 28, 2026
- Accounts · 4,627 to 4,790Jul 10, 2025 to Mar 31, 2026
- Advisory employees · 36 to 27Jul 10, 2025 to Mar 31, 2026
- Charity clients · 5 to 6Jul 10, 2025 to Mar 31, 2026
- Corporate clients · 62 to 66Jul 10, 2025 to Mar 31, 2026
- HNW clients · 976 to 1,002Jul 10, 2025 to Mar 31, 2026
- Individual clients · 155 to 167Jul 10, 2025 to Mar 31, 2026
- Assets in custody · $579M to $584MJul 10, 2025 to Mar 31, 2026
- Employees · 60 to 56Jul 10, 2025 to Mar 31, 2026
- State-registered IARs · 30 to 19Jul 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.8B to $4.4BJul 10, 2025 to Mar 31, 2026
- HNW RAUM · $4.1B to $5.1BJul 10, 2025 to Mar 31, 2026
- Individual RAUM · $30.8M to $21.8MJul 10, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $999M to $1.4BJul 10, 2025 to Mar 31, 2026
- Pension RAUM · $58.4M to $71.8MJul 10, 2025 to Mar 31, 2026
- RAUM · $4.8B to $5.8BJul 10, 2025 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Jun 24, 2025 to Jul 10, 2025
- Other offices · 11 to 10Mar 31, 2025 to Jun 24, 2025
- Related adviser · false to trueMar 31, 2025 to Jun 24, 2025
- Related broker-dealer · false to trueMar 31, 2025 to Jun 24, 2025
- Accounts · 4,226 to 4,627Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 45 to 36Mar 29, 2024 to Mar 31, 2025
- Charity clients · 4 to 5Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 56 to 62Mar 29, 2024 to Mar 31, 2025
- HNW clients · 1,038 to 976Mar 29, 2024 to Mar 31, 2025
- Individual clients · 119 to 155Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 1.0 to unsetMar 29, 2024 to Mar 31, 2025
- Assets in custody · $977M to $579MMar 29, 2024 to Mar 31, 2025
- Employees · 68 to 60Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 22 to 30Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.9B to $3.8BMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $3.4B to $4.1BMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $12.8M to $30.8MMar 29, 2024 to Mar 31, 2025
Signals
16 dated events
- Threadline Wealth reported 2 offices beyond its principal office, down from 10 (2026-03-31 to 2026-05-28)May 28, 2026 · Office count change · derived
- Threadline Wealth reported 19 state-registered advisory representatives, down from 30 (2025-07-10 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Lindsay Michelle Stuart left Threadline Wealth for Mercer Global Advisors Inc. (registered 2025-10-07)Sep 15, 2025 · Advisor changed firm · fact
- Emily Jean Paukert left Threadline Wealth for Northern Capital Management, Inc. (registered 2025-04-07)Feb 26, 2025 · Advisor changed firm · fact
- Marie Magdalena Taylor left Threadline Wealth for Etesian Wealth Advisors, Inc. (registered 2025-01-13)Dec 19, 2024 · Advisor changed firm · fact
- George Lester Taylor left Threadline Wealth for Sagepoint Financial, Inc. (registered 2005-10-31)Nov 14, 2024 · Advisor changed firm · fact
- Connor Scott Black left Threadline Wealth for Fortis Capital Management Llc (registered 2025-01-08)Jun 28, 2024 · Advisor changed firm · fact
- Charles Joseph Stermetz left Threadline Wealth for Equityftw (registered 2024-07-02)Jun 28, 2024 · Advisor changed firm · fact
- Alexandra Ochev Sandberg left Threadline Wealth for Osborne Partners (registered 2024-04-23)Feb 29, 2024 · Advisor changed firm · fact
- John Christopher Waetzig (Wealth Advisory Practice Leader) appeared on Schedule A of Threadline WealthFeb 29, 2024 · Control person joined · fact
- Alexander Justin Fisher (Private Clients National Leader) appeared on Schedule A of Threadline WealthFeb 29, 2024 · Control person joined · fact
- Lane Erica Coogan (Principal) no longer on Schedule A of Threadline Wealth (listed 2023-03-31, absent 2024-02-29)Feb 29, 2024 · Control person left · inference
- Curtis Westrich left Threadline Wealth for Mariner (registered 2023-08-18)Jul 21, 2023 · Advisor changed firm · fact
- Matthew Robert Blake left Threadline Wealth for Mariner (registered 2023-04-25)Mar 23, 2023 · Advisor changed firm · fact
- Threadline Wealth reported RAUM $3.6B, up 28% from $2.8B (2022-02-01 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Christopher Schmidt (Partner) no longer on Schedule A of Threadline Wealth (listed 2022-02-01, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 425-650-9500reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/threadline-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- threadlinewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-650-9500reportedpublic record, Form ADV, May 28, 2026
- Contact form
- threadlinewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- threadlinewealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $262Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026