DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brendan Michael Sullivan

Scsindependent RIABellevue, WaIA-onlyIAPD 5524052

Feed of 09/14/2026

Also filed as Brendan M Sullivan

At current firm

0 y

since Sep 25, 2025

In the industry

17 y

since Sep 30, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Presidentreportednorthwestscs.comfirm site, Sep 15, 2026
Investment committee: “Investment Committee”reportednorthwestscs.comthe sentence on the bio page
Business email: brendan.sullivan@northwestscs.comreportednorthwestscs.comfirm site, Sep 15, 2026
Professional profile: northwestscs.com/team/brendan-sullivanreportednorthwestscs.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Scs independent RIA current
since Sep 25, 2025 · Bellevue, Wa
Parcion Private Wealth LLC independent RIA
Nov 4, 2021 to Dec 18, 2024 · Bellevue, Wa
Sound Legacy Wealth Advisors, LLC independent RIA
Jan 2, 2020 to Jan 20, 2022 · Kirkland, Wa
Hightower Advisors, LLC BD affiliated
Aug 3, 2015 to Jul 25, 2019 · Dana Point, Ca
Charles Schwab & Co., Inc. national BD
Jun 3, 2010 to Jul 28, 2015 · Newport Beach, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 3, 2008 to Mar 4, 2010 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

Parcion Private Wealth LLC to Scs
left Dec 18, 2024, registered Sep 25, 2025 (281 days) · RIA to RIA
Sound Legacy Wealth Advisors, LLC to Parcion Private Wealth LLC
left Jan 20, 2022, registered Nov 4, 2021 (-77 days) · RIA to RIA
Hightower Advisors, LLC to Sound Legacy Wealth Advisors, LLC
left Jul 25, 2019, registered Jan 2, 2020 (161 days) · Affiliated broker-dealer or bank to a newly registered adviser
Charles Schwab & Co., Inc. to Hightower Advisors, LLC
left Jul 28, 2015, registered Aug 3, 2015 (6 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Charles Schwab & Co., Inc.
left Mar 4, 2010, registered Jun 3, 2010 (91 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Brendan Michael Sullivan left Parcion Private Wealth Llc for Scs (registered 2025-09-25)
Dec 18, 2024 · Advisor changed firm · fact
Brendan Michael Sullivan left Sound Legacy Wealth Advisors, Llc for Parcion Private Wealth Llc (registered 2021-11-04)
Jan 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address