RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• B••••• V•• R•••••
- S•••• C•••• L•• D•• S•••• C•••• C•••••• L•• independent RIA currentsince May 24, 2022 · Charlottesville, Va
- U••••• C•••••• F•••••••• A••••••• independent RIAOct 4, 2013 to Mar 14, 2021 · Bethesda, Md
- C••••• S••••• S••••••••• •••• L•• formerOct 3, 2008 to Jun 10, 2011 · New York, Ny
- U••••• C•••••• F•••••••• A••••••• to S•••• C•••• L•• D•• S•••• C•••• C•••••• L••left Mar 14, 2021, registered May 24, 2022 (436 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• S••••• S••••••••• •••• L•• to U••••• C•••••• F•••••••• A•••••••left Jun 10, 2011, registered Oct 4, 2013 (847 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address