DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• C•••• L•• D•• S•••• C•••• C•••••• L••
Legal name S•••• C•••• L••
Latest filing Mar 6, 2026
First filing on the tape Sep 26, 2024 · 4 filings
SEC status approved since Oct 28, 2024
RAUM
$128M
reported, Item 5.F
Discretionary
49%
of RAUM
Private clients
100%
$128M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$128M as of Mar 6, 2026
Jan 10, 2025$109M then
HNW client RAUM$124M as of Mar 6, 2026
Jan 10, 2025$106M then
State-registered IARs (5.B.3)1 as of Mar 6, 2026
Jan 10, 20251 then
Employees (5.A)1 as of Mar 6, 2026
Jan 10, 20251 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 49%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $14.2M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M97%
- Individuals$3.6M2.8%
- Corporations and businesses$78,4120.1%
- Individual clients
- 8reported
- HNW clients
- 28reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 97reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14.2M for 3 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• B••••• V•• R•••••Chartered Financial Analyst | Charlottesville, Va | May 24, 2022 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• B••••• V•• R••••• from U••••• C•••••• F•••••••• A•••••••May 24, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•• R•••••• D••••• B••••• · Managing Member & Chief Compliance Officercontrolsince 01/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 6, 2026custody of client assets (Item 9.A): no on the filing of 2025-01-10, yes on the filing of 2026-03-06peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 86 to 97Jan 10, 2025 to Mar 6, 2026
- Corporate clients · 0 to 1Jan 10, 2025 to Mar 6, 2026
- HNW clients · 25 to 28Jan 10, 2025 to Mar 6, 2026
- Individual clients · 7 to 8Jan 10, 2025 to Mar 6, 2026
- Assets in custody · unset to 14156395.0Jan 10, 2025 to Mar 6, 2026
- Custody of client assets · false to trueJan 10, 2025 to Mar 6, 2026
- Discretionary RAUM · $44.0M to $63.0MJan 10, 2025 to Mar 6, 2026
- HNW RAUM · $106M to $124MJan 10, 2025 to Mar 6, 2026
- Individual RAUM · $2.7M to $3.6MJan 10, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $64.7M to $64.7MJan 10, 2025 to Mar 6, 2026
- RAUM · $109M to $128MJan 10, 2025 to Mar 6, 2026
- Accounts · 82 to 86Nov 12, 2024 to Jan 10, 2025
- HNW clients · 26 to 25Nov 12, 2024 to Jan 10, 2025
- Individual clients · 6 to 7Nov 12, 2024 to Jan 10, 2025
- Financial planning clients · 1-10 to 1-10Nov 12, 2024 to Jan 10, 2025
- HQ city · unset to Nov 12, 2024 to Jan 10, 2025
- HQ state · unset to Nov 12, 2024 to Jan 10, 2025
- Discretionary RAUM · $42.4M to $44.0MNov 12, 2024 to Jan 10, 2025
- HNW RAUM · $108M to $106MNov 12, 2024 to Jan 10, 2025
- Individual RAUM · $1.9M to $2.7MNov 12, 2024 to Jan 10, 2025
- Non-discretionary RAUM · $67.5M to $64.7MNov 12, 2024 to Jan 10, 2025
- RAUM · $110M to $109MNov 12, 2024 to Jan 10, 2025
Signals
1 dated events
- S•••• C•••• L•• D•• S•••• C•••• C•••••• L•• filed its initial SEC registration (Form ADV)Sep 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••• C•••• L•• D•• S•••• C•••• C•••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 434-414-1477reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- splitcreekcapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 434-414-1477reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026