RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•• W•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 16, 2025 · Montgomery, Tx
- K••••• A••••••• S•••••••• L•• BD affiliatedAug 16, 2021 to Jan 17, 2025 · Austin, Tx
- A•••••• R••••••• C•••••• independent RIAApr 4, 2017 to Aug 16, 2021 · Burleson, Tx
- M••••••• W••••• M••••••••• unclassifiedJun 10, 2015 to Mar 22, 2017 · Burleson, Tx
- L•• F•••••••• L•• BD affiliatedMay 7, 2015 to Jul 20, 2017 · Burleson, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDSep 10, 2008 to May 28, 2015 · Fort Worth, Tx
- K••••• A••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 17, 2025, registered Jan 16, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••••• R••••••• C•••••• to K••••• A••••••• S•••••••• L••left Aug 16, 2021, registered Aug 16, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to M••••••• W••••• M•••••••••left Jul 20, 2017, registered Jun 10, 2015 (-771 days) · Other · moved with a team
- M••••••• W••••• M••••••••• to A•••••• R••••••• C••••••left Mar 22, 2017, registered Apr 4, 2017 (13 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left May 28, 2015, registered May 7, 2015 (-21 days) · Other · moved with a team
- J••••• J•• W••••• left K••••• A••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-01-16)Jan 17, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address