RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S••••• M••••••
- K••••• C•••••• A••••••• L•• state registered currentsince Jan 1, 2026 · Downey, Ca
- K••••• C•••••• A••••••• L•• state registeredMay 5, 2015 to Dec 31, 2015 · Downey, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 12, 2009 to Apr 15, 2011 · West Covina, Ca
- E••••• J•••• national BDSep 22, 2008 to Oct 3, 2008 · St Louis, Mo
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to K••••• C•••••• A••••••• L••left Apr 15, 2011, registered May 5, 2015 (1481 days) · Other
- E••••• J•••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Oct 3, 2008, registered Oct 12, 2009 (374 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address