RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• D•••••• M•••••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 28, 2025 · Meadville, Pa
- L•• F•••••••• L•• BD affiliatedOct 4, 2017 to Dec 9, 2025 · Clarion, Pa
- N•••••••• A•••••••• I••• formerMar 23, 2016 to Dec 31, 2018 · Meadville, Pa
- C••••••• S••••••••• I••• BD affiliatedFeb 4, 2015 to Mar 16, 2016 · Meadville, Pa
- P•• W••••• M••••••••• BD affiliatedMar 10, 2014 to Jan 7, 2015 · Franklin, Pa
- L•• F•••••••• L•• BD affiliatedJan 27, 2014 to Feb 13, 2014 · Greenville, Pa
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 9, 2025, registered Nov 28, 2025 (-11 days) · Affiliated broker-dealer or bank to another
- N•••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 31, 2018, registered Oct 4, 2017 (-453 days) · Other · moved with a team
- C••••••• S••••••••• I••• to N•••••••• A•••••••• I•••left Mar 16, 2016, registered Mar 23, 2016 (7 days) · Other
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Jan 7, 2015, registered Feb 4, 2015 (28 days) · Other
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Feb 13, 2014, registered Mar 10, 2014 (25 days) · Other
- W•••••• D•••••• M••••••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-11-28)Dec 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address