RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••••• F••••••• C••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Indianapolis, In
- B••••••••• S•••••••• W•••••• L•• formerNov 5, 2014 to Nov 14, 2024 · Indianapolis, In
- H•••••• A•••••••• L•• formerNov 15, 2011 to Nov 19, 2014 · Indianapolis, In
- H•••••• F•••••••• A•••••••• L•• unclassifiedMay 8, 2008 to Nov 15, 2011 · Indianapolis, In
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Nov 14, 2024, registered Jul 1, 2024 (-136 days) · corporate re-registration, not a move
- H•••••• A•••••••• L•• to B••••••••• S•••••••• W•••••• L••left Nov 19, 2014, registered Nov 5, 2014 (-14 days) · channel change inside one enterprise, not a move
- H•••••• F•••••••• A•••••••• L•• to H•••••• A•••••••• L••left Nov 15, 2011, registered Nov 15, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address