DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Erik David Olson
At current firm
6 y
since Oct 18, 2019
In the industry
18 y
since Jun 23, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Oct 18, 2019 · New Orleans, La
- Bane O'Leary LLC state registeredApr 27, 2017 to Oct 21, 2019 · Bloomington, Mn
- Barber Financial Group formerJul 22, 2016 to Apr 28, 2017 · Edina, Mn
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJul 18, 2016 to Aug 26, 2016 · Minneapolis, Mn
- Cuna Brokerage Services, Inc. formerAug 27, 2013 to Jul 11, 2016 · Apple Valley, Mn
Moves
a registration end followed by a registration begin elsewhere
- Bane O'Leary LLC to Newedge Advisorsleft Oct 21, 2019, registered Oct 18, 2019 (-3 days) · Other
- Barber Financial Group to Bane O'Leary LLCleft Apr 28, 2017, registered Apr 27, 2017 (-1 days) · Other · moved with a team
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Barber Financial Groupleft Aug 26, 2016, registered Jul 22, 2016 (-35 days) · Other
- Cuna Brokerage Services, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jul 11, 2016, registered Jul 18, 2016 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address