RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 29, 2026 · San Francisco, Ca
- R•• C•••••• M••••••• L•• national BDMar 6, 2019 to Jun 12, 2026 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 5, 2011 to Mar 8, 2019 · San Francisco, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 15, 2011 · San Francisco, Ca
- M••••• S•••••• • C•• L•• unclassifiedJul 7, 2008 to Jun 1, 2009 · San Francisco, Ca
- R•• C•••••• M••••••• L•• to M••••• S••••••left Jun 12, 2026, registered May 29, 2026 (-14 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Mar 8, 2019, registered Mar 6, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 15, 2011, registered Aug 5, 2011 (-10 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A••• H•••••• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2026-05-29)Jun 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address