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Registered advisor
W•••• A•••• K•••
Feed of 09/14/2026
Also filed as W•••• K•••
At current firm
1 y
since May 23, 2025
In the industry
13 y
since Apr 18, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 23, 2025 · Roseville, Ca
- L•• F•••••••• L•• BD affiliatedMay 21, 2018 to Jun 12, 2025 · Citrus Heights, Ca
- L•• F•••••••• L•• BD affiliatedAug 10, 2017 to Nov 21, 2017 · Vacaville, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedNov 18, 2013 to May 2, 2016 · Sacramento, Ca
- W•••• F•••• A••••••• wirehouseSep 13, 2013 to Nov 26, 2013 · Davis, Ca
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedApr 19, 2013 to Jul 19, 2013 · Modesto, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Jun 12, 2025, registered May 23, 2025 (-20 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- U••• B•••••• A•••••••• L•• to L•• F•••••••• L••left May 2, 2016, registered Aug 10, 2017 (465 days) · Other
- W•••• F•••• A••••••• to U••• B•••••• A•••••••• L••left Nov 26, 2013, registered Nov 18, 2013 (-8 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Jul 19, 2013, registered Sep 13, 2013 (56 days) · Other
Signals
- W•••• A•••• K••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2025-05-23)Jun 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address