RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••• S•••••
- G•••••••• W••••• P••••••• BD affiliated currentsince Mar 2, 2022 · Omaha, Ne
- S••••••••• A•••••• G••••• L•• formerJan 30, 2017 to Mar 31, 2022 · Omaha, Ne
- W•••••• • R••• formerAug 18, 2008 to Jan 26, 2017 · Omaha, Ne
- S••••••••• A•••••• G••••• L•• to G•••••••• W••••• P•••••••left Mar 31, 2022, registered Mar 2, 2022 (-29 days) · RIA to RIA · moved with a team
- W•••••• • R••• to S••••••••• A•••••• G••••• L••left Jan 26, 2017, registered Jan 30, 2017 (4 days) · Other
- J•••• J••••• S••••• left S••••••••• A•••••• G••••• L•• for G•••••••• W••••• P••••••• (registered 2022-03-02)Mar 31, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address