DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• E••••• M•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSandy Springs, Gadual registrantIAPD 5531627

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

At current firm

0 y

since Jun 11, 2026

In the industry

18 y

since Jun 25, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jun 11, 2026 · Sandy Springs, Ga
U•• F•••••••• S••••••• I••• wirehouse
Jan 25, 2016 to Jun 22, 2026 · Atlanta, Ga
O••••••••• • C•• I••• BD affiliated
Mar 17, 2009 to Jan 22, 2016 · Atlanta, Ga
S••••••• G•••• C•••••• unclassified
Jun 25, 2008 to Mar 16, 2009 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 22, 2026, registered Jun 11, 2026 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
O••••••••• • C•• I••• to U•• F•••••••• S••••••• I•••
left Jan 22, 2016, registered Jan 25, 2016 (3 days) · Other · moved with a team
S••••••• G•••• C•••••• to O••••••••• • C•• I•••
left Mar 16, 2009, registered Mar 17, 2009 (1 days) · Other

Signals

C•••••• E••••• M••••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-06-11)
Jun 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address