DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Carter Giovannetti
Feed of 09/14/2026
Also filed as Carter Giovannetti
At current firm
8 y
since Apr 16, 2018
In the industry
17 y
since Dec 8, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Red Door Wealth Management, LLC independent RIA currentsince Apr 16, 2018 · Memphis, Tn
- Duncan Williams Asset Management, LLC mixed wealthMar 19, 2015 to Apr 18, 2018 · Memphis, Tn
- Duncan-Williams, Inc. formerApr 1, 2013 to May 7, 2015 · Memphis (Shelby), Tn
- Commerce Asset Management, LLC formerNov 16, 2012 to Apr 1, 2013 · Memphis, Tn
- Commerce Advisors, LLC independent RIAApr 25, 2012 to Apr 1, 2013 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- Duncan Williams Asset Management, LLC to Red Door Wealth Management, LLCleft Apr 18, 2018, registered Apr 16, 2018 (-2 days) · RIA to RIA
- Duncan-Williams, Inc. to Duncan Williams Asset Management, LLCleft May 7, 2015, registered Mar 19, 2015 (-49 days) · channel change inside one enterprise, not a move
- Commerce Advisors, LLC to Commerce Asset Management, LLCleft Apr 1, 2013, registered Nov 16, 2012 (-136 days) · channel change inside one enterprise, not a move
- Commerce Asset Management, LLC to Duncan-Williams, Inc.left Apr 1, 2013, registered Apr 1, 2013 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address