DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•• D••• W••••• M••••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Mar 11, 2014 · 56 filings
SEC status approved since Mar 31, 2014
RAUM
$3.1B
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
93%
$2.9B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$309M
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$3.1B as of Jul 31, 2026
Jan 14, 2015$125M then
HNW client RAUM$2.7B as of Jul 31, 2026
Jan 2, 2018$165M then
State-registered IARs (5.B.3)10 as of Jul 31, 2026
Jan 14, 20152 then
Employees (5.A)19 as of Jul 31, 2026
Jan 14, 20155 then
Private funds8 as of Jul 31, 2026
Mar 5, 20191 then
RAUM +22% over the last fiscal year+29% a year over threeIARs 9 to 10
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $309MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.3MderivedHNW RAUM over HNW clients
- Average account
- $690,158derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 68%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 800reportedItem 5.H
- Custody
- $133M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.7B87%
- Individuals$188M6.1%
- Pooled investment vehicles$133M4.3%
- Pension and profit-sharing plans$83.5M2.7%
- Individual clients
- 501reported
- HNW clients
- 428reported
- Pension plan clients
- 19reported
- Charitable clients
- n/areported
- Accounts
- 4,471reported
- Financial planning clients
- 800reported
- Wrap fee programs
- noreported
- Custody of client assets
- $133M for 7 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.93 fund_share=0.04 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• P•••••••Certified Financial Planner, Chartered Financial Analyst | Memphis, Tn | May 25, 2010 | 17 y | 1 |
| W•••••• F•••••••• H•••• | Memphis, Tn | Jan 12, 2011 | 31 y | 0 |
| W•••••• D••••• A••••Certified Financial Planner | Memphis, Tn | Jul 9, 2015 | 12 y | 1 |
| J••• C••••• G••••••••• | Memphis, Tn | Apr 16, 2018 | 17 y | 4 |
| C••••••••• C• W••••••••• | Memphis, Tn | Feb 18, 2020 | 12 y | 0 |
| P••••• W•••• K••••••••Certified Financial Planner | Memphis, Tn | Oct 8, 2021 | 13 y | 1 |
| J••••••• D•••• S•••••••• | Memphis, Tn | Sep 1, 2022 | 14 y | 2 |
| C•••••• D•••• P••••Certified Financial Planner | Memphis, Tn | Jan 6, 2023 | 19 y | 1 |
| C••••• M•••••• | Memphis, Tn | Oct 20, 2025 | 14 y | 0 |
| C••••• W••••• | Memphis, Tn | Jan 9, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••• I•••• K••••••• to K••••••• W••••• M••••••••• I•••May 20, 2022 · RIA to RIA
Joined, latest
- C••••• W••••• from S•••••••Jan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- C•••••• D•••• P•••• from L••••• W••••• M••••••••• L••Jan 6, 2023 · Other
- J••••••• D•••• S•••••••• from R•••••• J•••• • A••••••••• I•••Sep 1, 2022 · Affiliated broker-dealer or bank to independent RIA
- P••••• W•••• K•••••••• from S•••••••Oct 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- K•••• I•••• K••••••• from E••••• J••••Aug 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- J••• C••••• G••••••••• from D••••• W••••••• A•••• M••••••••• L••Apr 16, 2018 · RIA to RIA
- W•••••• D••••• A•••• from L•• F•••••••• L••Jul 9, 2015 · Other
- J••• P••••••• from W•••••• • A••••••••• I••May 25, 2010 · Other
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• D••• P••••••• F••• L•• | Hedge Fund | $51.8M | 37 | Mar 5, 2019 |
| R•• D••• E•••••• | Private Equity Fund | $26.7M | 48 | Mar 9, 2023 |
| R•• D••• I•• F••• L•• | Private Equity Fund | $26.4M | 72 | Mar 8, 2024 |
| R•• D••• L•• L•• | Private Equity Fund | $13.3M | 25 | Aug 13, 2021 |
| R•• D••• O••••••••• F••• I• L• | $9.1M | 69 | Jul 31, 2026 | |
| R•• D••• B••••• F••• L• | $5.0M | 44 | Jul 31, 2026 | |
| R•• D••• O••••••••• F••• I• L• | $4.4M | 24 | Jul 31, 2026 | |
| R•• D••• D•• L•• | $972,500 | 35 | Jul 31, 2026 | |
| R• R••• E••••• I••••• F••• L•• | Real Estate Fund | $0 | 0 | Jun 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••• W••••••• D••••• · Membercontrolsince 06/2010 · owns 10% to 25%
- C•••••• J•••••• W••••••• · Membercontrolsince 06/2010 · owns 10% to 25%
- G••••••••• J•••• C••••• · Membercontrolsince 01/2021 · owns 10% to 25%
- H••••• W••••••• F•••••••• · Membercontrolsince 06/2010 · owns 10% to 25%
- P•••••••• J••• · Chief Investment Officer/Chief Compliance Officercontrolsince 06/2010 · owns 10% to 25%
- W•••••• D••••••• B••••• · Membercontrolsince 06/2010 · owns 10% to 25%
Related persons
Schedule D 7.A
- C••••• W••••• B•••••insurancen
- R••• M••••••••• G•••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Memphis, Tn · principal | 10 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 4 to 5Apr 29, 2026 to May 27, 2026
- Private funds · 7 to 8Apr 29, 2026 to May 27, 2026
- Accounts · 3,928 to 4,471Jan 26, 2026 to Mar 9, 2026
- Advisory employees · 9 to 10Jan 26, 2026 to Mar 9, 2026
- HNW clients · 343 to 428Jan 26, 2026 to Mar 9, 2026
- Individual clients · 469 to 501Jan 26, 2026 to Mar 9, 2026
- Pension plan clients · 20 to 19Jan 26, 2026 to Mar 9, 2026
- Pooled vehicle clients · 4 to 7Jan 26, 2026 to Mar 9, 2026
- Assets in custody · $98.6M to $133MJan 26, 2026 to Mar 9, 2026
- Employees · 17 to 19Jan 26, 2026 to Mar 9, 2026
- State-registered IARs · 9 to 10Jan 26, 2026 to Mar 9, 2026
- Private funds · 6 to 7Jan 26, 2026 to Mar 9, 2026
- Discretionary RAUM · $1.9B to $2.1BJan 26, 2026 to Mar 9, 2026
- HNW RAUM · $2.2B to $2.7BJan 26, 2026 to Mar 9, 2026
- Individual RAUM · $179M to $188MJan 26, 2026 to Mar 9, 2026
- Non-discretionary RAUM · $635M to $975MJan 26, 2026 to Mar 9, 2026
- Pension RAUM · $83.7M to $83.5MJan 26, 2026 to Mar 9, 2026
- Pooled vehicle RAUM · $97.2M to $133MJan 26, 2026 to Mar 9, 2026
- RAUM · $2.5B to $3.1BJan 26, 2026 to Mar 9, 2026
- Private funds · 5 to 6Aug 22, 2025 to Oct 27, 2025
- Financial planning clients · More than 500 to More than 500Apr 10, 2025 to Jul 22, 2025
- Accounts · 2,366 to 3,928Nov 14, 2024 to Apr 10, 2025
- Advisory employees · 8 to 9Nov 14, 2024 to Apr 10, 2025
- HNW clients · 262 to 343Nov 14, 2024 to Apr 10, 2025
- Individual clients · 413 to 469Nov 14, 2024 to Apr 10, 2025
- Pension plan clients · 15 to 20Nov 14, 2024 to Apr 10, 2025
- Pooled vehicle clients · 3 to 4Nov 14, 2024 to Apr 10, 2025
- Assets in custody · $111M to $98.6MNov 14, 2024 to Apr 10, 2025
- Employees · 14 to 17Nov 14, 2024 to Apr 10, 2025
- State-registered IARs · 8 to 9Nov 14, 2024 to Apr 10, 2025
- Private funds · 4 to 5Nov 14, 2024 to Apr 10, 2025
- Discretionary RAUM · $1.4B to $1.9BNov 14, 2024 to Apr 10, 2025
- HNW RAUM · $1.5B to $2.2BNov 14, 2024 to Apr 10, 2025
- Individual RAUM · $134M to $179MNov 14, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $414M to $635MNov 14, 2024 to Apr 10, 2025
- Pension RAUM · $94.2M to $83.7MNov 14, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $80.6M to $97.2MNov 14, 2024 to Apr 10, 2025
- RAUM · $1.8B to $2.5BNov 14, 2024 to Apr 10, 2025
- Related insurance company · true to falseNov 14, 2024 to Apr 10, 2025
- Accounts · 2,160 to 2,366Mar 1, 2024 to Mar 8, 2024
Signals
8 dated events
- R•• D••• W••••• M••••••••• L•• reported RAUM $2.5B, up 41% from $1.8B (2024-11-14 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- K•••• I•••• K••••••• left R•• D••• W••••• M••••••••• L•• for K••••••• W••••• M••••••••• I••• (registered 2022-06-10)May 20, 2022 · Advisor changed firm · fact
- R•• D••• W••••• M••••••••• L•• reported RAUM $1.2B, up 44% from $824.3M (2022-01-04 to 2022-02-08)Feb 8, 2022 · RAUM change · derived
- R•• D••• W••••• M••••••••• L•• reported RAUM $824.3M, up 28% from $642.0M (2020-10-15 to 2021-02-09)Feb 9, 2021 · RAUM change · derived
- Carter John Giovannetti (Member) appeared on Schedule A of R•• D••• W••••• M••••••••• L••Feb 9, 2021 · Control person joined · fact
- R•• D••• W••••• M••••••••• L•• reported RAUM $642.0M, up 33% from $481.0M (2019-08-09 to 2020-02-19)Feb 19, 2020 · RAUM change · derived
- R•• D••• W••••• M••••••••• L•• reported RAUM $481.0M, up 37% from $350.9M (2018-12-20 to 2019-03-05)Mar 5, 2019 · RAUM change · derived
- R•• D••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 11, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•• D••• W••••• M••••••••• L•• · Family Officesshared crd · office
- R•• D••• W••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•• D••• W••••• M••••••••• L•• · Private Equityshared crd · organization
- R•• D••• W••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- hello@reddoorwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 901-681-0018reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- REDD•••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 901-681-0018reportedpublic record, Form ADV, Jul 31, 2026
- Contact form
- reddoorwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- reddoorwealth.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $309Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
R•• D••• W••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…